Newly updated edition of expert preparation for the national licensing exam that is required for securities and commodities sales agents, stockbrokers, registered representatives, account executives, and financial consultants. Revised and expanded to include the latest industry regulations. Features and benefits include: - 5 comprehensive practice exams, including 2 on CD - Hundreds of practice questions - Complete coverage of rules and regulations - Topics include stocks, bonds, money market, mutual funds, options, annuities, margins, client accounts, and more!